Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/27?limit=200&registers=between&mode=atom 2024-12-28T17:07:41-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16165.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change To Amend BX's Opening Process in Connection With a Technology Migration 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16165 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16165.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16164.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16164 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16164.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16163.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16163 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16163.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16162.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Supplementary Material .20 to Rule 76 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16162 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16162.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16161.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1E To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16161 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16161.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16160.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16160 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16160.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16159.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Clearing Agency Policy on Capital Requirements 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16159 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16159.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16158.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Policy on Capital Requirements 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16158 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16158.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16157.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Policy on Capital Requirements 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16157 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16157.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16156.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the NYSE Arca Options Fee Schedule 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16156 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16156.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16155.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Apply Additional Initial Listing Criteria for Companies Primarily Operating in Restrictive Markets 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16155 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16155.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16154.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16154 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16154.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16141.html Notice - Proposed Collection; Comment Request 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-16141 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16141.pdf https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-15170.html Rule - Securities Offering Reform for Closed-End Investment Companies; Correction 2020-07-27T00:00:00-07:00 2020-07-27T00:00:00-07:00 2020-15170 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-15170.pdf