<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/20?registers=between Sat, 28 Dec 2024 16:18:08 -0800 Sat, 28 Dec 2024 16:18:08 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/20?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15559.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15559.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15559 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15559.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule to Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15558.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15558.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15558 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15558.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15557.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15557.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15557 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15557.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Sections I.C.2 (Strategy Order Facilitation and Solicitation Transactions) and II.D (Strategy QOO Order Fee Cap and Rebate) of the Fee Schedule on the BOX Options Market LLC Facility https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15556.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15556.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15556 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15556.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Rules Regarding Off-Floor Transactions and Transfers https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15555.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15555.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15555 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15555.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Rules Regarding Off-Floor Transactions and Transfers https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15554.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15554.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15554 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15554.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15553.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15553.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15553 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15553.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Procedures Governing the Introduction of Legal Arguments and Material Information by Companies in a Proceeding Before a Hearings Panel https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15552.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15552.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15552 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15552.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Authorize for Trading Flexible Exchange Options (“FLEX options”) on Full-Value Indexes With a Contract Multiplier of One https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15551.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15551.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15551 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15551.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15550.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15550.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15550 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15550.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15435.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15435.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15435 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15435.pdf