<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/17?registers=between Sat, 28 Dec 2024 17:21:39 -0800 Sat, 28 Dec 2024 17:21:39 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/17?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15630.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15630.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15630 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15630.pdf Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15589.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15589.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15589 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15589.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15588.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15588.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15588 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15588.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add MEMX LLC as a Participant https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15461.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15461.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15461 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15461.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15452.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15452.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15452 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15452.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the −1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15451.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15451.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15451 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15451.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Address Broker-Dealers With a Significant History of Misconduct https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15450.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15450.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15450 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15450.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15449.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15449.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15449 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15449.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15448.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15448.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15448 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15448.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15436.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15436.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15436 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15436.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15434.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15434.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15434 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15434.pdf Notice - Runway Growth Credit Fund, Inc., et al. https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15417.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15417.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15417 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15417.pdf