<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/15?registers=between Sat, 28 Dec 2024 17:22:37 -0800 Sat, 28 Dec 2024 17:22:37 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/15?registers=between Notice - Aspiriant Defensive Allocation Fund and Aspiriant LLC https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15297.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15297.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15297 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15297.pdf Notice - J.P. Morgan Exchange-Traded Fund Trust, et al. https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15290.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15290.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15290 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15290.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15214.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15214.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15214 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15214.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule With Respect To Expiring Fee Waivers and Incentive Programs https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15213.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15213.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15213 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15213.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of Gabelli ETFs Under Rule 8.900-E, Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15212.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15212.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15212 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15212.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges To Adopt Listing and Annual Fees for Actively Managed Proxy Shares Listed Under Rule 8.601-E and Managed Portfolio Shares Listed Under Rule 8.900-E https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15211.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15211.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15211 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15211.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rules 8.15 and 25.3 https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15210.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15210.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15210 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15210.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rules 8.15 and 25.3 https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15209.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15209.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15209 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15209.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15208.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15208.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15208 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15208.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15207.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15207.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15207 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15207.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15206.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15206.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15206 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15206.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Introduction of Clearing of the New Markit iTraxx MSCI ESG Screened Europe Index Contracts https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15205.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15205.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15205 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15205.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Accommodate Exchange Listing and Trading of Options-Linked Securities https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15204.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15204.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15204 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15204.pdf