<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/09?registers=between Sat, 28 Dec 2024 16:08:28 -0800 Sat, 28 Dec 2024 16:08:28 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/09?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14750.html https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14750.html Thu, 09 Jul 2020 00:00:00 -0700 2020-14750 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14750.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14749.html https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14749.html Thu, 09 Jul 2020 00:00:00 -0700 2020-14749 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14749.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14747.html https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14747.html Thu, 09 Jul 2020 00:00:00 -0700 2020-14747 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14747.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer) https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14743.html https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14743.html Thu, 09 Jul 2020 00:00:00 -0700 2020-14743 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14743.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the JPMorgan Large Cap Growth ETF Under Rule 14.11(k), Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14742.html https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14742.html Thu, 09 Jul 2020 00:00:00 -0700 2020-14742 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14742.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Designation of Members for Mandatory Disaster Recovery Testing Pursuant to Regulation SCI for Calendar Year 2020 https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14741.html https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14741.html Thu, 09 Jul 2020 00:00:00 -0700 2020-14741 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14741.pdf