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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/09?registers=between
Tue, 15 Jul 2025 09:11:06 -0700
Tue, 15 Jul 2025 09:11:06 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/09?registers=between
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Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14750.html
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14750.html
Thu, 09 Jul 2020 00:00:00 -0700
2020-14750
Notice
https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14750.pdf
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Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14749.html
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14749.html
Thu, 09 Jul 2020 00:00:00 -0700
2020-14749
Notice
https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14749.pdf
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Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14747.html
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14747.html
Thu, 09 Jul 2020 00:00:00 -0700
2020-14747
Notice
https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14747.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer)
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14743.html
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14743.html
Thu, 09 Jul 2020 00:00:00 -0700
2020-14743
Notice
https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14743.pdf
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Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the JPMorgan Large Cap Growth ETF Under Rule 14.11(k), Managed Portfolio Shares
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14742.html
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14742.html
Thu, 09 Jul 2020 00:00:00 -0700
2020-14742
Notice
https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14742.pdf
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Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Designation of Members for Mandatory Disaster Recovery Testing Pursuant to Regulation SCI for Calendar Year 2020
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14741.html
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14741.html
Thu, 09 Jul 2020 00:00:00 -0700
2020-14741
Notice
https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14741.pdf