<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/06?registers=between Mon, 14 Jul 2025 11:47:11 -0700 Mon, 14 Jul 2025 11:47:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/06?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14565.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14565.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14565 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14565.pdf Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14498.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14498.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14498 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14498.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14493.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14493.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14493 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14493.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Four Series of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14489.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14489.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14489 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14489.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14488.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14488.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14488 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14488.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Auction Terms for CDS Default Auctions and CDS Default Management Policy https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14389.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14389.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14389 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14389.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 6 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 6, To Adopt NYSE Arca Rule 8.601-E To Permit the Listing and Trading of Active Proxy Portfolio Shares and To List and Trade Shares of the Natixis U.S. Equity Opportunities ETF Under Proposed NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14388.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14388.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14388 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14388.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14387.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14387.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14387 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14387.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14386.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14386.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14386 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14386.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14385.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14385.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14385 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14385.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14384.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14384.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14384 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14384.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14379.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14379.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14379 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14379.pdf Notice - Order Under Section 17(h)(4) of the Securities Exchange Act of 1934 Granting Exemption from Rule 17h-1T and Rule 17h-2T for Certain Broker-Dealers Maintaining Capital, Including Subordinated Debt of Greater Than $20 Million But Less Than $50 Million https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14371.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14371.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14371 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14371.pdf