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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/02?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/02?registers=between
Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14236.html
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14236.htmlThu, 02 Jul 2020 00:00:00 -07002020-14236Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14236.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14235.html
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14235.htmlThu, 02 Jul 2020 00:00:00 -07002020-14235Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14235.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14234.html
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14234.htmlThu, 02 Jul 2020 00:00:00 -07002020-14234Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14234.pdfNotice - Self-Regulatory Organizations; MIAX PEARL, LLC.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified by Amendment No. 1, To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14233.html
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14233.htmlThu, 02 Jul 2020 00:00:00 -07002020-14233Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14233.pdfNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14232.html
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14232.htmlThu, 02 Jul 2020 00:00:00 -07002020-14232Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14232.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Implementation Date of the Proposed Rule Change To Amend Exchange Rules 3301A and 3301B
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14231.html
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14231.htmlThu, 02 Jul 2020 00:00:00 -07002020-14231Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14231.pdfNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14230.html
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14230.htmlThu, 02 Jul 2020 00:00:00 -07002020-14230Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14230.pdfNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14229.html
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14229.htmlThu, 02 Jul 2020 00:00:00 -07002020-14229Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14229.pdfNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14223.html
https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14223.htmlThu, 02 Jul 2020 00:00:00 -07002020-14223Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14223.pdf