<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/02?registers=between Fri, 17 May 2024 05:19:32 -0700 Fri, 17 May 2024 05:19:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/02?registers=between Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14236.html https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14236.html Thu, 02 Jul 2020 00:00:00 -0700 2020-14236 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14236.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14235.html https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14235.html Thu, 02 Jul 2020 00:00:00 -0700 2020-14235 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14235.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14234.html https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14234.html Thu, 02 Jul 2020 00:00:00 -0700 2020-14234 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14234.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified by Amendment No. 1, To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14233.html https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14233.html Thu, 02 Jul 2020 00:00:00 -0700 2020-14233 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14233.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14232.html https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14232.html Thu, 02 Jul 2020 00:00:00 -0700 2020-14232 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14232.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Implementation Date of the Proposed Rule Change To Amend Exchange Rules 3301A and 3301B https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14231.html https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14231.html Thu, 02 Jul 2020 00:00:00 -0700 2020-14231 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14231.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14230.html https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14230.html Thu, 02 Jul 2020 00:00:00 -0700 2020-14230 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14230.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14229.html https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14229.html Thu, 02 Jul 2020 00:00:00 -0700 2020-14229 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14229.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14223.html https://regulations.justia.com/regulations/fedreg/2020/07/02/2020-14223.html Thu, 02 Jul 2020 00:00:00 -0700 2020-14223 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-02/pdf/2020-14223.pdf