<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/01?registers=between Tue, 15 Jul 2025 18:07:43 -0700 Tue, 15 Jul 2025 18:07:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/01?registers=between Notice - Conversus StepStone Private Markets, et al. https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14122.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14122.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14122 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14122.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14121.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14121.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14121 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14121.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Sections 13 and 15 To Increase the Position and Exercise Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14120.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14120.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14120 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14120.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14119.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14119.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14119 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14119.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14118.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14118.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14118 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14118.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Sections 13 and 15 To Increase the Position and Exercise Limits for Options on the SPDR® S&P 500® ETF Trust https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14117.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14117.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14117 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14117.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 13 To Increase the Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14116.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14116.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14116 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14116.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15 l https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14115.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14115.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14115 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14115.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Sections 13 and 15 To Increase the Position and Exercise Limits for Options on the SPDR® S&P 500® ETF Trust https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14113.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14113.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14113 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14113.pdf Notice - Proposal for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14106.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14106.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14106 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14106.pdf Rule - Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts; Correction https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-12902.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-12902.html Wed, 01 Jul 2020 00:00:00 -0700 2020-12902 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-12902.pdf