<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06?registers=between&min-day=1&max-day=30 Wed, 22 May 2024 20:42:56 -0700 Wed, 22 May 2024 20:42:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Chapter One of the Listed Company Manual To Modify the Provisions Relating to Direct Listings https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14013.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14013.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14013 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14013.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Chapter One of the Listed Company Manual To Modify the Provisions Relating to Direct Listings https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14012.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14012.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14012 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14012.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(b)(13) To Discontinue the Market Maker Peg Order and Make Conforming Changes https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14011.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14011.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14011 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14011.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14010.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14010.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14010 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14010.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14009.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14009.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14009 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14009.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Clearing Fund Maintenance Fee https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14008.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14008.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14008 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14008.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14007.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14007.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14007 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14007.pdf Proposed Rule - Credit Risk Retention-Notification of Commencement of Review; Extension of Review Period https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-13830.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-13830.html Tue, 30 Jun 2020 00:00:00 -0700 2020-13830 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-13830.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-14017.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-14017.html Mon, 29 Jun 2020 00:00:00 -0700 2020-14017 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-14017.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13880.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13880.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13880 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13880.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq General 7 (Consolidated Audit Trail Compliance) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13879.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13879.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13879 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13879.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13878.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13878.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13878 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13878.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13877.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13877.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13877 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13877.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13876.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13876.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13876 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13876.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13875.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13875.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13875 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13875.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13874.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13874.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13874 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13874.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Continued Listing and Trading of the WisdomTree Mortgage Plus Bond Fund https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13873.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13873.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13873 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13873.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.1 in Order To Provide for a Consistent Documentation of Open Outcry Execution Information in the Event of an Exchange System Malfunction or Disruption https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13872.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13872.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13872 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13872.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of the Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF Under Proposed NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13871.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13871.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13871 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13871.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 11.22(j) to Identify the Primary Listing Market's Official Opening and Closing Price https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13870.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13870.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13870 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13870.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 11.22(i) to Identify the Primary Listing Market's Official Opening and Closing Price https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13869.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13869.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13869 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13869.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13868.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13868.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13868 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13868.pdf Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13933.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13933.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13933 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13933.pdf Notice - Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions From Sections 15(c) and 32(a) of the Investment Company Act and Rules 12b-1(b)(2) and 15a-4(b)(2)(ii) Thereunder https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13790.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13790.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13790 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13790.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule Series 11.600 (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13773.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13773.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13773 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13773.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13772.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13772.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13772 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13772.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 16000 Series (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13771.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13771.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13771 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13771.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114 and Equity 7, Section 118(a) of the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13770.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13770.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13770 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13770.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13769.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13769.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13769 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13769.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the LTSE Rule 11.600 Series (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13767.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13767.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13767 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13767.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XVII, Consolidated Audit Trail Compliance Rule https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13766.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13766.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13766 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13766.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Nasdaq Rule 5750 To List and Trade Proxy Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13764.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13764.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13764 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13764.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Consolidated Audit Trail Compliance Rules https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13678.html https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13678.html Thu, 25 Jun 2020 00:00:00 -0700 2020-13678 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-25/pdf/2020-13678.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Consolidated Audit Trail Compliance Rules https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13671.html https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13671.html Thu, 25 Jun 2020 00:00:00 -0700 2020-13671 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-25/pdf/2020-13671.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, To Amend Consolidated Audit Trail Compliance Rules https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13669.html https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13669.html Thu, 25 Jun 2020 00:00:00 -0700 2020-13669 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-25/pdf/2020-13669.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Consolidated Audit Trail Compliance Rules https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13668.html https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13668.html Thu, 25 Jun 2020 00:00:00 -0700 2020-13668 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-25/pdf/2020-13668.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Consolidated Audit Trail Compliance Rules https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13667.html https://regulations.justia.com/regulations/fedreg/2020/06/25/2020-13667.html Thu, 25 Jun 2020 00:00:00 -0700 2020-13667 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-25/pdf/2020-13667.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change To Amend Rules With Respect to Index Receipts https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13541.html https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13541.html Wed, 24 Jun 2020 00:00:00 -0700 2020-13541 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13541.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to FINRA's Suitability, Non-Cash Compensation and Capital Acquisition Broker (CAB) Rules in Response to Regulation Best Interest https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13539.html https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13539.html Wed, 24 Jun 2020 00:00:00 -0700 2020-13539 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13539.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Extend Filing Deadlines for Certain Supervision-Related Reports https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13537.html https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13537.html Wed, 24 Jun 2020 00:00:00 -0700 2020-13537 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13537.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Model Risk Governance Framework https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13536.html https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13536.html Wed, 24 Jun 2020 00:00:00 -0700 2020-13536 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13536.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 That Are Designed To Improve Board Governance https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13535.html https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13535.html Wed, 24 Jun 2020 00:00:00 -0700 2020-13535 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13535.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13512.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13512.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13512 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13512.pdf Notice - Asset Management Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13484.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13484.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13484 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13484.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add, for a Temporary Period That Begins on June 17, 2020, Commentary .06 to Rule 7.35A; Commentary .03 to Rule 7.35B; Supplementary Material .20 to Rule 76; and an Amendment to Supplementary Material .30 to Rule 36 To Support the Partial Return of Designated Market Makers to the Trading Floor https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13437.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13437.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13437 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13437.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.5 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options and Add New Rule 21.5(d) https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13436.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13436.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13436 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13436.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Primary Listing Market's Official Opening and Closing Price https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13435.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13435.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13435 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13435.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Primary Listing Market's Official Opening and Closing Price https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13434.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13434.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13434 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13434.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13433.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13433.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13433 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13433.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.4 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options and Add New Rule 6.4(c) https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13432.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13432.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13432 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13432.pdf