<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/29?registers=between Thu, 17 Jul 2025 15:55:35 -0700 Thu, 17 Jul 2025 15:55:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/29?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-14017.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-14017.html Mon, 29 Jun 2020 00:00:00 -0700 2020-14017 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-14017.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13880.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13880.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13880 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13880.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq General 7 (Consolidated Audit Trail Compliance) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13879.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13879.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13879 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13879.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13878.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13878.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13878 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13878.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13877.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13877.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13877 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13877.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13876.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13876.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13876 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13876.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13875.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13875.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13875 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13875.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13874.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13874.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13874 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13874.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Continued Listing and Trading of the WisdomTree Mortgage Plus Bond Fund https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13873.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13873.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13873 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13873.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.1 in Order To Provide for a Consistent Documentation of Open Outcry Execution Information in the Event of an Exchange System Malfunction or Disruption https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13872.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13872.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13872 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13872.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of the Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF Under Proposed NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13871.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13871.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13871 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13871.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 11.22(j) to Identify the Primary Listing Market's Official Opening and Closing Price https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13870.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13870.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13870 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13870.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 11.22(i) to Identify the Primary Listing Market's Official Opening and Closing Price https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13869.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13869.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13869 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13869.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13868.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13868.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13868 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13868.pdf