<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/26?registers=between Sat, 28 Dec 2024 17:13:58 -0800 Sat, 28 Dec 2024 17:13:58 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/26?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13933.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13933.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13933 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13933.pdf Notice - Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions From Sections 15(c) and 32(a) of the Investment Company Act and Rules 12b-1(b)(2) and 15a-4(b)(2)(ii) Thereunder https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13790.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13790.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13790 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13790.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule Series 11.600 (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13773.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13773.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13773 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13773.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13772.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13772.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13772 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13772.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 16000 Series (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13771.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13771.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13771 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13771.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114 and Equity 7, Section 118(a) of the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13770.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13770.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13770 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13770.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13769.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13769.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13769 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13769.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the LTSE Rule 11.600 Series (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13767.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13767.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13767 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13767.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XVII, Consolidated Audit Trail Compliance Rule https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13766.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13766.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13766 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13766.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Nasdaq Rule 5750 To List and Trade Proxy Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13764.html https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13764.html Fri, 26 Jun 2020 00:00:00 -0700 2020-13764 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13764.pdf