Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/26?limit=200&registers=between&mode=atom 2024-12-28T17:01:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13933.html Notice - Sunshine Act Meeting; Cancellation 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13933 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13933.pdf https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13790.html Notice - Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions From Sections 15(c) and 32(a) of the Investment Company Act and Rules 12b-1(b)(2) and 15a-4(b)(2)(ii) Thereunder 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13790 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13790.pdf https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13773.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule Series 11.600 (Consolidated Audit Trail Compliance Rule) 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13773 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13773.pdf https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13772.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13772 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13772.pdf https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13771.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 16000 Series (Consolidated Audit Trail Compliance Rule) 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13771 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13771.pdf https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13770.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114 and Equity 7, Section 118(a) of the Fee Schedule 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13770 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13770.pdf https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13769.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13769 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13769.pdf https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13767.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the LTSE Rule 11.600 Series (Consolidated Audit Trail Compliance Rule) 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13767 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13767.pdf https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13766.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XVII, Consolidated Audit Trail Compliance Rule 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13766 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13766.pdf https://regulations.justia.com/regulations/fedreg/2020/06/26/2020-13764.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Nasdaq Rule 5750 To List and Trade Proxy Portfolio Shares 2020-06-26T00:00:00-07:00 2020-06-26T00:00:00-07:00 2020-13764 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-26/pdf/2020-13764.pdf