<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/23?registers=between Sat, 28 Dec 2024 16:40:35 -0800 Sat, 28 Dec 2024 16:40:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/23?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13512.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13512.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13512 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13512.pdf Notice - Asset Management Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13484.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13484.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13484 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13484.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add, for a Temporary Period That Begins on June 17, 2020, Commentary .06 to Rule 7.35A; Commentary .03 to Rule 7.35B; Supplementary Material .20 to Rule 76; and an Amendment to Supplementary Material .30 to Rule 36 To Support the Partial Return of Designated Market Makers to the Trading Floor https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13437.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13437.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13437 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13437.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.5 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options and Add New Rule 21.5(d) https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13436.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13436.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13436 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13436.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Primary Listing Market's Official Opening and Closing Price https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13435.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13435.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13435 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13435.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Primary Listing Market's Official Opening and Closing Price https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13434.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13434.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13434 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13434.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13433.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13433.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13433 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13433.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.4 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options and Add New Rule 6.4(c) https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13432.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13432.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13432 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13432.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.5 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options and Add New Rule 21.5(e) https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13431.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13431.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13431 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13431.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13430.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13430.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13430 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13430.pdf Notice - Hamilton Lane Private Assets Fund and Hamilton Lane Advisors, L.L.C. https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13405.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13405.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13405 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13405.pdf