<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/19?registers=between Sat, 28 Dec 2024 15:53:32 -0800 Sat, 28 Dec 2024 15:53:32 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/19?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13411.html https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13411.html Fri, 19 Jun 2020 00:00:00 -0700 2020-13411 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13411.pdf Notice - Order Granting a Temporary Conditional Exemption From the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Registered Municipal Advisors https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13284.html https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13284.html Fri, 19 Jun 2020 00:00:00 -0700 2020-13284 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13284.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the ISE Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13209.html https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13209.html Fri, 19 Jun 2020 00:00:00 -0700 2020-13209 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13209.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13208.html https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13208.html Fri, 19 Jun 2020 00:00:00 -0700 2020-13208 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13208.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Make Certain Changes Regarding the Investments of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13207.html https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13207.html Fri, 19 Jun 2020 00:00:00 -0700 2020-13207 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13207.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13205.html https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13205.html Fri, 19 Jun 2020 00:00:00 -0700 2020-13205 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13205.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MRX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13204.html https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13204.html Fri, 19 Jun 2020 00:00:00 -0700 2020-13204 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13204.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Request for Information and Additional Comment on a Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13201.html https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13201.html Fri, 19 Jun 2020 00:00:00 -0700 2020-13201 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13201.pdf