Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/06/10?limit=200&registers=between&mode=atom 2024-12-28T16:44:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12525.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 14.13 To Permit the Trading, Pursuant to Unlisted Trading Privileges, of Tracking Fund Shares 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12525 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12525.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12524.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 14.13 To Permit the Trading, Pursuant to Unlisted Trading Privileges, of Tracking Fund Shares 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12524 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12524.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12523.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12523 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12523.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12522.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC as a Facility of the Exchange 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12522 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12522.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12521.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Rule Relating to MidPoint Discretionary Orders To Allow Optional Offset or Quote Depletion Protection Instructions 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12521 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12521.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12520.html Notice - Self-Regulatory Organizations; NYSE American LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule 967NY Regarding the Treatment of Orders Subject to Trade Collar Protection 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12520 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12520.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12519.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12519 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12519.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12518.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 14.13 To Permit the Trading, Pursuant to Unlisted Trading Privileges, of Tracking Fund Shares 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12518 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12518.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12517.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Exempt Tracking Fund Shares Listed Pursuant to Rule 14.11(m) From Certain Governance Requirements 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12517 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12517.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12516.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchanges Authority and Supervision 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12516 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12516.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12515.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12515 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12515.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12514.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Rule Relating to MidPoint Discretionary Orders To Allow Optional Offset or Quote Depletion Protection Instructions 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12514 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12514.pdf https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12500.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management 2020-06-10T00:00:00-07:00 2020-06-10T00:00:00-07:00 2020-12500 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12500.pdf