<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/28?registers=between Sat, 28 Dec 2024 17:21:34 -0800 Sat, 28 Dec 2024 17:21:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/28?registers=between Notice - Self-Regulatory Organizations; BOX Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend the Provisions of the Limited Liability Company Agreement and Bylaws https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11475.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11475.html Thu, 28 May 2020 00:00:00 -0700 2020-11475 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11475.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11474.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11474.html Thu, 28 May 2020 00:00:00 -0700 2020-11474 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11474.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Amendments To Eliminate the Requirement That the Intraday Indicative Value Be Disseminated for Certain Series of Index Fund Shares and All Series of Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11473.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11473.html Thu, 28 May 2020 00:00:00 -0700 2020-11473 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11473.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges to Institute Ratio Threshold Fees https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11405.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11405.html Thu, 28 May 2020 00:00:00 -0700 2020-11405 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11405.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11404.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11404.html Thu, 28 May 2020 00:00:00 -0700 2020-11404 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11404.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Auction Terms for CDS Default Auctions and CDS Default Management Policy (formerly the CDS Default Management Framework). https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11403.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11403.html Thu, 28 May 2020 00:00:00 -0700 2020-11403 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11403.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11402.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11402.html Thu, 28 May 2020 00:00:00 -0700 2020-11402 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11402.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-Boarding Policies and Procedures https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11401.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11401.html Thu, 28 May 2020 00:00:00 -0700 2020-11401 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11401.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11400.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11400.html Thu, 28 May 2020 00:00:00 -0700 2020-11400 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11400.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Debit/Credit Price Reasonability Check https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11399.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11399.html Thu, 28 May 2020 00:00:00 -0700 2020-11399 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11399.pdf