<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/27?registers=between Thu, 23 May 2024 13:35:51 -0700 Thu, 23 May 2024 13:35:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/27?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11411.html https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11411.html Wed, 27 May 2020 00:00:00 -0700 2020-11411 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11411.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Amend Certain Timing, Method of Service and Other Procedural Requirements in FINRA Rules During the Outbreak of the Coronavirus Disease (COVID-19) https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11287.html https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11287.html Wed, 27 May 2020 00:00:00 -0700 2020-11287 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11287.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Representations Relating to the Redemption Procedures Applicable to the Sprott Physical Gold Trust and the Sprott Physical Silver Trust https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11286.html https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11286.html Wed, 27 May 2020 00:00:00 -0700 2020-11286 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11286.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Order Approving a Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11285.html https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11285.html Wed, 27 May 2020 00:00:00 -0700 2020-11285 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11285.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To Amend the Government Securities Division Rulebook Relating to the Legal Entity Identifier Requirement https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11284.html https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11284.html Wed, 27 May 2020 00:00:00 -0700 2020-11284 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11284.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11283.html https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11283.html Wed, 27 May 2020 00:00:00 -0700 2020-11283 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11283.pdf