<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/26?registers=between Sat, 28 Dec 2024 16:05:11 -0800 Sat, 28 Dec 2024 16:05:11 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/26?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11290.html https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11290.html Tue, 26 May 2020 00:00:00 -0700 2020-11290 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-26/pdf/2020-11290.pdf Notice - Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11253.html https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11253.html Tue, 26 May 2020 00:00:00 -0700 2020-11253 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-26/pdf/2020-11253.pdf Notice - Sutter Rock Capital Corp. https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11139.html https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11139.html Tue, 26 May 2020 00:00:00 -0700 2020-11139 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-26/pdf/2020-11139.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Auction Terms for F&O Default Auctions and F&O Default Management Policy (Formerly the F&O Default Management Framework) https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11138.html https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11138.html Tue, 26 May 2020 00:00:00 -0700 2020-11138 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-26/pdf/2020-11138.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Investment Management Procedures and Treasury and Banking Services Policy (To Be Renamed Liquidity and Investment Management Policy) https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11137.html https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11137.html Tue, 26 May 2020 00:00:00 -0700 2020-11137 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-26/pdf/2020-11137.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.19 https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11136.html https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11136.html Tue, 26 May 2020 00:00:00 -0700 2020-11136 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-26/pdf/2020-11136.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.19-E https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11135.html https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11135.html Tue, 26 May 2020 00:00:00 -0700 2020-11135 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-26/pdf/2020-11135.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.19 https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11134.html https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11134.html Tue, 26 May 2020 00:00:00 -0700 2020-11134 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-26/pdf/2020-11134.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules in Connection With the Exchange's Disciplinary Process https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11133.html https://regulations.justia.com/regulations/fedreg/2020/05/26/2020-11133.html Tue, 26 May 2020 00:00:00 -0700 2020-11133 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-26/pdf/2020-11133.pdf