<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/22?registers=between Sat, 28 Dec 2024 16:58:05 -0800 Sat, 28 Dec 2024 16:58:05 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/22?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11216.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11216.html Fri, 22 May 2020 00:00:00 -0700 2020-11216 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11216.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11143.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11143.html Fri, 22 May 2020 00:00:00 -0700 2020-11143 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11143.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Changes to The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11122.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11122.html Fri, 22 May 2020 00:00:00 -0700 2020-11122 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11122.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11045.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11045.html Fri, 22 May 2020 00:00:00 -0700 2020-11045 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11045.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules in Connection With the Exchange's Disciplinary Process https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11044.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11044.html Fri, 22 May 2020 00:00:00 -0700 2020-11044 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11044.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules in Connection With the Exchange's Disciplinary Process https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11043.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11043.html Fri, 22 May 2020 00:00:00 -0700 2020-11043 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11043.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules in Connection With the Exchange's Disciplinary Process https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11042.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11042.html Fri, 22 May 2020 00:00:00 -0700 2020-11042 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11042.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to BOX Rule 3120 (“Position Limits”) To Increase Position Limits for Options on Certain Exchange-Traded Funds (“ETFs”), and Thereby Similarly Increase Exercise Limits Under IM-3140-1 for Certain ETFs https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11041.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11041.html Fri, 22 May 2020 00:00:00 -0700 2020-11041 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11041.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits, To Increase the Position and Exercise Limits on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11040.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11040.html Fri, 22 May 2020 00:00:00 -0700 2020-11040 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11040.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7270 (Block Trades) To Add an Automatic Matching Feature to the Facilitation Auction Mechanism https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11039.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11039.html Fri, 22 May 2020 00:00:00 -0700 2020-11039 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11039.pdf Notice - Varagon Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11035.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11035.html Fri, 22 May 2020 00:00:00 -0700 2020-11035 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11035.pdf Notice - Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11031.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11031.html Fri, 22 May 2020 00:00:00 -0700 2020-11031 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11031.pdf Notice - Amendments to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-10963.html https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-10963.html Fri, 22 May 2020 00:00:00 -0700 2020-10963 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-10963.pdf