<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/04?registers=between
Wed, 23 Jul 2025 23:07:37 -0700
Wed, 23 Jul 2025 23:07:37 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/04?registers=between
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Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09626.html
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09626.html
Mon, 04 May 2020 00:00:00 -0700
2020-09626
Notice
https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09626.pdf
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Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09560.html
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09560.html
Mon, 04 May 2020 00:00:00 -0700
2020-09560
Notice
https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09560.pdf
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Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09529.html
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09529.html
Mon, 04 May 2020 00:00:00 -0700
2020-09529
Notice
https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09529.pdf
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Notice - First Trust Series Fund, et. al.
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09378.html
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09378.html
Mon, 04 May 2020 00:00:00 -0700
2020-09378
Notice
https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09378.pdf
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Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09375.html
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09375.html
Mon, 04 May 2020 00:00:00 -0700
2020-09375
Notice
https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09375.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Allow the Dissemination of IAPD Information Through BrokerCheck
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09374.html
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09374.html
Mon, 04 May 2020 00:00:00 -0700
2020-09374
Notice
https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09374.pdf
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Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Modify the Definition of “UTP Derivative Securities Product” and Rule 5.1-E(a) To Incorporate the Modified Definition of “UTP Exchange Traded Product”
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09372.html
https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09372.html
Mon, 04 May 2020 00:00:00 -0700
2020-09372
Notice
https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09372.pdf