<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/04?registers=between Thu, 23 May 2024 07:48:06 -0700 Thu, 23 May 2024 07:48:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/04?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09626.html https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09626.html Mon, 04 May 2020 00:00:00 -0700 2020-09626 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09626.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09560.html https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09560.html Mon, 04 May 2020 00:00:00 -0700 2020-09560 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09560.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09529.html https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09529.html Mon, 04 May 2020 00:00:00 -0700 2020-09529 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09529.pdf Notice - First Trust Series Fund, et. al. https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09378.html https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09378.html Mon, 04 May 2020 00:00:00 -0700 2020-09378 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09378.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09375.html https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09375.html Mon, 04 May 2020 00:00:00 -0700 2020-09375 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09375.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Allow the Dissemination of IAPD Information Through BrokerCheck https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09374.html https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09374.html Mon, 04 May 2020 00:00:00 -0700 2020-09374 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09374.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Modify the Definition of “UTP Derivative Securities Product” and Rule 5.1-E(a) To Incorporate the Modified Definition of “UTP Exchange Traded Product” https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09372.html https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09372.html Mon, 04 May 2020 00:00:00 -0700 2020-09372 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09372.pdf