<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/01?registers=between Tue, 19 Aug 2025 16:56:34 -0700 Tue, 19 Aug 2025 16:56:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/05/01?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09449.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09449.html Fri, 01 May 2020 00:00:00 -0700 2020-09449 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09449.pdf Notice - 60 Day Notice-Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09300.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09300.html Fri, 01 May 2020 00:00:00 -0700 2020-09300 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09300.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09299.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09299.html Fri, 01 May 2020 00:00:00 -0700 2020-09299 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09299.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09297.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09297.html Fri, 01 May 2020 00:00:00 -0700 2020-09297 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09297.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09295.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09295.html Fri, 01 May 2020 00:00:00 -0700 2020-09295 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09295.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09294.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09294.html Fri, 01 May 2020 00:00:00 -0700 2020-09294 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09294.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09293.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09293.html Fri, 01 May 2020 00:00:00 -0700 2020-09293 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09293.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09291.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09291.html Fri, 01 May 2020 00:00:00 -0700 2020-09291 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09291.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09290.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09290.html Fri, 01 May 2020 00:00:00 -0700 2020-09290 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09290.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY Relating to the Risk Limitation Mechanism https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09253.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09253.html Fri, 01 May 2020 00:00:00 -0700 2020-09253 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09253.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1E To Modify the Definition of “UTP Exchange Traded Product” and Rule 5.1E To Incorporate the Modified Definition of “UTP Exchange Traded Product” https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09252.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09252.html Fri, 01 May 2020 00:00:00 -0700 2020-09252 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09252.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40-O Relating to the Risk Limitation Mechanism https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09251.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09251.html Fri, 01 May 2020 00:00:00 -0700 2020-09251 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09251.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Modify the Definition of “UTP Exchange Traded Product” and Rule 5.1 To Incorporate the Modified Definition of “UTP Exchange Traded Product” https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09250.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09250.html Fri, 01 May 2020 00:00:00 -0700 2020-09250 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09250.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules Related to Routing, Remote Specialist, and Assistant Lead Market Maker https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09249.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09249.html Fri, 01 May 2020 00:00:00 -0700 2020-09249 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09249.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Listing Rule of the Hartford Core Bond ETF https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09248.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09248.html Fri, 01 May 2020 00:00:00 -0700 2020-09248 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09248.pdf Rule - Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-05526.html https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-05526.html Fri, 01 May 2020 00:00:00 -0700 2020-05526 Rule https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-05526.pdf