<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/28?registers=between Tue, 15 Jul 2025 14:44:11 -0700 Tue, 15 Jul 2025 14:44:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/28?registers=between Notice - FS Credit Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08942.html https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08942.html Tue, 28 Apr 2020 00:00:00 -0700 2020-08942 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08942.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Rules at Options 3, Section 8, Titled Options Opening Process https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08941.html https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08941.html Tue, 28 Apr 2020 00:00:00 -0700 2020-08941 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08941.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rules at Options 3, Section 8, Titled Options Opening Process https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08940.html https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08940.html Tue, 28 Apr 2020 00:00:00 -0700 2020-08940 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08940.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rules at Options 3, Section 8, Titled Options Opening Process https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08939.html https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08939.html Tue, 28 Apr 2020 00:00:00 -0700 2020-08939 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08939.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.10 https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08938.html https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08938.html Tue, 28 Apr 2020 00:00:00 -0700 2020-08938 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08938.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the −1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08937.html https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08937.html Tue, 28 Apr 2020 00:00:00 -0700 2020-08937 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08937.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .01 to Rule 7.35 https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08936.html https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08936.html Tue, 28 Apr 2020 00:00:00 -0700 2020-08936 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08936.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Its Optional Daily Risk Limits Pursuant to Rule 5.34 https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08934.html https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08934.html Tue, 28 Apr 2020 00:00:00 -0700 2020-08934 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08934.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Remove Its Optional Daily Risk Limits Pursuant to Rule 6.14 https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08933.html https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08933.html Tue, 28 Apr 2020 00:00:00 -0700 2020-08933 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08933.pdf