Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/21?limit=200&registers=between&mode=atom 2024-12-28T16:59:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08386.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Sequence for Processing Options Transactions 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08386 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08386.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08385.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08385 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08385.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08384.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08384 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08384.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08383.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08383 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08383.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08382.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08382 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08382.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08381.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08381 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08381.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08380.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08380 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08380.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08378.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08378 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08378.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08377.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08377 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08377.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08372.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08372 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08372.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08371.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08371 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08371.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08370.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08370 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08370.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08369.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08369 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08369.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08368.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08368 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08368.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08350.html Notice - Great Elm Capital Corp., et al. 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08350 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08350.pdf