<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/15?registers=between Sat, 28 Dec 2024 16:01:12 -0800 Sat, 28 Dec 2024 16:01:12 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/15?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07948.html https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07948.html Wed, 15 Apr 2020 00:00:00 -0700 2020-07948 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07948.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.8(e) Related to the Exchange's Lead Market Maker Program and To Make Corresponding Changes to its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07947.html https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07947.html Wed, 15 Apr 2020 00:00:00 -0700 2020-07947 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07947.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Certain Changes and Corrections to the NYSE Rule 9000 Series https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07903.html https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07903.html Wed, 15 Apr 2020 00:00:00 -0700 2020-07903 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07903.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07900.html https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07900.html Wed, 15 Apr 2020 00:00:00 -0700 2020-07900 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07900.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07898.html https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07898.html Wed, 15 Apr 2020 00:00:00 -0700 2020-07898 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07898.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07897.html https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07897.html Wed, 15 Apr 2020 00:00:00 -0700 2020-07897 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07897.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07896.html https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07896.html Wed, 15 Apr 2020 00:00:00 -0700 2020-07896 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07896.pdf