<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/13?registers=between Sat, 28 Dec 2024 17:16:09 -0800 Sat, 28 Dec 2024 17:16:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/13?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07658.html https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07658.html Mon, 13 Apr 2020 00:00:00 -0700 2020-07658 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-13/pdf/2020-07658.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07657.html https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07657.html Mon, 13 Apr 2020 00:00:00 -0700 2020-07657 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-13/pdf/2020-07657.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Access to the Fund/SERV Service by Data Services Only Members in Rule 52 and Revise the Defined Term for Fund/SERV in the NSCC Rules https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07656.html https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07656.html Mon, 13 Apr 2020 00:00:00 -0700 2020-07656 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-13/pdf/2020-07656.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 4 https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07655.html https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07655.html Mon, 13 Apr 2020 00:00:00 -0700 2020-07655 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-13/pdf/2020-07655.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07654.html https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07654.html Mon, 13 Apr 2020 00:00:00 -0700 2020-07654 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-13/pdf/2020-07654.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules 3301A and 3301B https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07653.html https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07653.html Mon, 13 Apr 2020 00:00:00 -0700 2020-07653 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-13/pdf/2020-07653.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 5.24 in Connection with Business Continuity and Disaster Recovery Testing https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07652.html https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07652.html Mon, 13 Apr 2020 00:00:00 -0700 2020-07652 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-13/pdf/2020-07652.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Amendments to the Wind Down Plan https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07651.html https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07651.html Mon, 13 Apr 2020 00:00:00 -0700 2020-07651 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-13/pdf/2020-07651.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.34 in Connection With Business Continuity and Disaster Recovery Testing https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07649.html https://regulations.justia.com/regulations/fedreg/2020/04/13/2020-07649.html Mon, 13 Apr 2020 00:00:00 -0700 2020-07649 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-13/pdf/2020-07649.pdf