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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/06?registers=between
Sun, 13 Jul 2025 11:41:34 -0700Sun, 13 Jul 2025 11:41:34 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/06?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07260.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07260.htmlMon, 06 Apr 2020 00:00:00 -07002020-07260Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07260.pdfNotice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07259.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07259.htmlMon, 06 Apr 2020 00:00:00 -07002020-07259Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07259.pdfNotice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07206.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07206.htmlMon, 06 Apr 2020 00:00:00 -07002020-07206Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07206.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.24
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07090.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07090.htmlMon, 06 Apr 2020 00:00:00 -07002020-07090Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07090.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.16 and Rule 9.2 To Temporarily Extend the Filing Requirements for Certain Supervision-Related Reports, Currently Due April 1, 2020 to June 1, 2020
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07084.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07084.htmlMon, 06 Apr 2020 00:00:00 -07002020-07084Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07084.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Extend Certain Filing Requirements
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07083.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07083.htmlMon, 06 Apr 2020 00:00:00 -07002020-07083Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07083.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07082.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07082.htmlMon, 06 Apr 2020 00:00:00 -07002020-07082Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07082.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Certain Trading Floor Fees as Well as Adopt a Trading Floor Credit
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07081.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07081.htmlMon, 06 Apr 2020 00:00:00 -07002020-07081Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07081.pdfNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Extend the Filing Requirements for Certain Written Reports, Currently Due April 1, 2020 Pursuant to Options 10, Section 7, to June 1, 2020
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07080.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07080.htmlMon, 06 Apr 2020 00:00:00 -07002020-07080Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07080.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change for an Extension of the Temporary Waiver of the Co-Location “Hot Hands” Fee
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07079.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07079.htmlMon, 06 Apr 2020 00:00:00 -07002020-07079Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07079.pdfNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location “Hot Hands” Fee
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07078.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07078.htmlMon, 06 Apr 2020 00:00:00 -07002020-07078Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07078.pdfNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location “Hot Hands” Fee
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07077.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07077.htmlMon, 06 Apr 2020 00:00:00 -07002020-07077Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07077.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-Location “Hot Hands” Fee
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07076.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07076.htmlMon, 06 Apr 2020 00:00:00 -07002020-07076Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07076.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Phlx Series 8000 and 9000 Rules and Incorporate by Reference the Disciplinary Rules of The Nasdaq Stock Market LLC
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07075.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07075.htmlMon, 06 Apr 2020 00:00:00 -07002020-07075Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07075.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-Location “Hot Hands” Fee
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07073.html
https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07073.htmlMon, 06 Apr 2020 00:00:00 -07002020-07073Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07073.pdf