<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/06?registers=between Sat, 28 Dec 2024 16:38:22 -0800 Sat, 28 Dec 2024 16:38:22 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/06?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07260.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07260.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07260 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07260.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07259.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07259.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07259 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07259.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07206.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07206.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07206 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07206.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07090.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07090.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07090 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07090.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.16 and Rule 9.2 To Temporarily Extend the Filing Requirements for Certain Supervision-Related Reports, Currently Due April 1, 2020 to June 1, 2020 https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07084.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07084.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07084 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07084.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Extend Certain Filing Requirements https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07083.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07083.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07083 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07083.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07082.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07082.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07082 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07082.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Certain Trading Floor Fees as Well as Adopt a Trading Floor Credit https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07081.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07081.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07081 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07081.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Extend the Filing Requirements for Certain Written Reports, Currently Due April 1, 2020 Pursuant to Options 10, Section 7, to June 1, 2020 https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07080.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07080.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07080 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07080.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change for an Extension of the Temporary Waiver of the Co-Location “Hot Hands” Fee https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07079.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07079.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07079 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07079.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location “Hot Hands” Fee https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07078.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07078.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07078 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07078.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location “Hot Hands” Fee https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07077.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07077.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07077 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07077.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-Location “Hot Hands” Fee https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07076.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07076.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07076 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07076.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Phlx Series 8000 and 9000 Rules and Incorporate by Reference the Disciplinary Rules of The Nasdaq Stock Market LLC https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07075.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07075.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07075 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07075.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-Location “Hot Hands” Fee https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07073.html https://regulations.justia.com/regulations/fedreg/2020/04/06/2020-07073.html Mon, 06 Apr 2020 00:00:00 -0700 2020-07073 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-06/pdf/2020-07073.pdf