<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/03?registers=between Sat, 19 Jul 2025 21:20:03 -0700 Sat, 19 Jul 2025 21:20:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/03?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07025.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07025.html Fri, 03 Apr 2020 00:00:00 -0700 2020-07025 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-07025.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07024.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07024.html Fri, 03 Apr 2020 00:00:00 -0700 2020-07024 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-07024.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07023.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07023.html Fri, 03 Apr 2020 00:00:00 -0700 2020-07023 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-07023.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07022.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07022.html Fri, 03 Apr 2020 00:00:00 -0700 2020-07022 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-07022.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchanges Authority and Supervision https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06959.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06959.html Fri, 03 Apr 2020 00:00:00 -0700 2020-06959 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06959.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pre-Market Session and Regular Market Session Opening Process for Non-LTSE-Primary-Listed Securities https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06958.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06958.html Fri, 03 Apr 2020 00:00:00 -0700 2020-06958 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06958.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Investment Policy https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06957.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06957.html Fri, 03 Apr 2020 00:00:00 -0700 2020-06957 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06957.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Investment Policy https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06956.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06956.html Fri, 03 Apr 2020 00:00:00 -0700 2020-06956 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06956.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Investment Policy https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06955.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06955.html Fri, 03 Apr 2020 00:00:00 -0700 2020-06955 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06955.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee in OCC's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06954.html https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06954.html Fri, 03 Apr 2020 00:00:00 -0700 2020-06954 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06954.pdf