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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/02?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/02?registers=between
Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Phlx Rule 3312
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06858.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06858.htmlThu, 02 Apr 2020 00:00:00 -07002020-06858Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06858.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.6 in Connection With Updates Permitted Through the Clearing Editor
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06857.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06857.htmlThu, 02 Apr 2020 00:00:00 -07002020-06857Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06857.pdfNotice - Self-Regulatory Organizations; Investors Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06856.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06856.htmlThu, 02 Apr 2020 00:00:00 -07002020-06856Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06856.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2020
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06855.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06855.htmlThu, 02 Apr 2020 00:00:00 -07002020-06855Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06855.pdfNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Rule 11890
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06854.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06854.htmlThu, 02 Apr 2020 00:00:00 -07002020-06854Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06854.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Nasdaq Rule 11890 by Six Months
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06853.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06853.htmlThu, 02 Apr 2020 00:00:00 -07002020-06853Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06853.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2020
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06852.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06852.htmlThu, 02 Apr 2020 00:00:00 -07002020-06852Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06852.pdfNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2020
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06851.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06851.htmlThu, 02 Apr 2020 00:00:00 -07002020-06851Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06851.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06850.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06850.htmlThu, 02 Apr 2020 00:00:00 -07002020-06850Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06850.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving a Proposed Rule Change To Enhance the Calculation of the Family-Issued Securities Charge
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06849.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06849.htmlThu, 02 Apr 2020 00:00:00 -07002020-06849Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06849.pdfNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2020
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06848.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06848.htmlThu, 02 Apr 2020 00:00:00 -07002020-06848Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06848.pdfNotice - In the Matter of the BOX Exchange LLC Regarding Proposed Rule Changes To Amend the Fee Schedule on the BOX Market LLC Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network (File Nos. SR-BOX-2018-24, SR-BOX-2018-37, and SR-BOX-2019-04); Order Affirming Action by Delegated Authority and Disapproving Proposed Rule Changes Related to Connectivity and Port Fee
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06837.html
https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06837.htmlThu, 02 Apr 2020 00:00:00 -07002020-06837Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06837.pdf