<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/01?registers=between Mon, 14 Jul 2025 22:01:38 -0700 Mon, 14 Jul 2025 22:01:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/04/01?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06946.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06946.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06946 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06946.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06931.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06931.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06931 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06931.pdf Notice - Order Under Section 15b of The Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors From Specified Provisions of The Securities Exchange Act and Rule 15ba1-5(A)(1) Thereunder https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06742.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06742.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06742 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06742.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule To Institute a Fee Code Applicable to the Cboe Market Close https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06740.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06740.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06740 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06740.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Opening https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06739.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06739.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06739 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06739.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend MIAX Chapter XVII, Consolidated Audit Trail Compliance Rule https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06738.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06738.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06738 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06738.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06737.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06737.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06737 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06737.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Chapter One of the Listed Company Manual To Modify the Provisions Related to Direct Listings https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06732.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06732.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06732 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06732.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06723.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06723.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06723 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06723.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Membership Application Program (“MAP”) Rules To Address the Issue of Pending Arbitration Claims https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06722.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06722.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06722 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06722.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35A To Allow the Exchange, for a Temporary Period, To Publish Trader Updates With Auction Imbalance Information for IPO Auctions https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06720.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06720.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06720 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06720.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 14.11(m), Tracking Fund Shares, and To List and Trade Shares of the Fidelity Blue Chip Value ETF, Fidelity Blue Chip Growth ETF, and Fidelity New Millennium ETF https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06719.html https://regulations.justia.com/regulations/fedreg/2020/04/01/2020-06719.html Wed, 01 Apr 2020 00:00:00 -0700 2020-06719 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-01/pdf/2020-06719.pdf