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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/31?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/31?registers=between
Rule - Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19)
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06721.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06721.htmlTue, 31 Mar 2020 00:00:00 -07002020-06721Rulehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06721.pdfNotice - Order Granting Application by The Financial Information Forum and Security Traders Association for a Temporary Exemption Pursuant to Rule 606(c) of Regulation NMS Under the Exchange Act in Response to the Effects of COVID-19
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06621.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06621.htmlTue, 31 Mar 2020 00:00:00 -07002020-06621Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06621.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06617.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06617.htmlTue, 31 Mar 2020 00:00:00 -07002020-06617Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06617.pdfNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Opening
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06615.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06615.htmlTue, 31 Mar 2020 00:00:00 -07002020-06615Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06615.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Trading Hours Applicable to Managed Portfolio Shares To Include all Trading Sessions
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06613.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06613.htmlTue, 31 Mar 2020 00:00:00 -07002020-06613Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06613.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Openings in Options
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06612.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06612.htmlTue, 31 Mar 2020 00:00:00 -07002020-06612Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06612.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Operational Arrangements With Respect to Notices Submitted to DTC for Posting to LENS
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06611.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06611.htmlTue, 31 Mar 2020 00:00:00 -07002020-06611Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06611.pdfNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06610.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06610.htmlTue, 31 Mar 2020 00:00:00 -07002020-06610Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06610.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the Silexx Fee Schedule
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06609.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06609.htmlTue, 31 Mar 2020 00:00:00 -07002020-06609Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06609.pdfNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Opening
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06608.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06608.htmlTue, 31 Mar 2020 00:00:00 -07002020-06608Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06608.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice To Enhance the Calculation of the Family-Issued Securities Charge
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06598.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06598.htmlTue, 31 Mar 2020 00:00:00 -07002020-06598Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06598.pdfProposed Rule - Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-04799.html
https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-04799.htmlTue, 31 Mar 2020 00:00:00 -07002020-04799Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-04799.pdf