<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/25?registers=between Wed, 16 Jul 2025 01:28:58 -0700 Wed, 16 Jul 2025 01:28:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/25?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 3101(b) https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06197.html https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06197.html Wed, 25 Mar 2020 00:00:00 -0700 2020-06197 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06197.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4121(b) https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06192.html https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06192.html Wed, 25 Mar 2020 00:00:00 -0700 2020-06192 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06192.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06191.html https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06191.html Wed, 25 Mar 2020 00:00:00 -0700 2020-06191 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06191.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06190.html https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06190.html Wed, 25 Mar 2020 00:00:00 -0700 2020-06190 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06190.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06189.html https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06189.html Wed, 25 Mar 2020 00:00:00 -0700 2020-06189 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06189.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06188.html https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06188.html Wed, 25 Mar 2020 00:00:00 -0700 2020-06188 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06188.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to FINRA's Suitability, Non-Cash Compensation and Capital Acquisition Broker (CAB) Rules in Response to Regulation Best Interest https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06187.html https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06187.html Wed, 25 Mar 2020 00:00:00 -0700 2020-06187 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06187.pdf