<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/24?registers=between Sat, 18 May 2024 22:16:49 -0700 Sat, 18 May 2024 22:16:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/24?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.18(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt and Make Corresponding Changes to Rules 11.23(d) and 11.24(e) https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06119.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06119.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06119 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06119.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IEX Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06118.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06118.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06118 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06118.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.16(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt and Make Corresponding Changes to Rule 11.7(e) https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06117.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06117.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06117 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06117.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.16(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt and Make Corresponding Changes to Rule 11.7(e) https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06116.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06116.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06116 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06116.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.18(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt and Make Corresponding Changes to Rule 11.23(e) https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06115.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06115.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06115 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06115.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06109.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06109.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06109 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06109.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06108.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06108.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06108 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06108.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12-E Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06105.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06105.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06105 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06105.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35C To Provide Temporarily, Until May 15, 2020, the Exchange With Discretion To Facilitate a Trading Halt Auction Following a Market-Wide Circuit Breaker Halt if a Security Has Not Reopened by 3:30 p.m. Eastern Time https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06104.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06104.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06104 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06104.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06103.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06103.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06103 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06103.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06102.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06102.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06102 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06102.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12E Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06101.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06101.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06101 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06101.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.08 of the NYSE Listed Company Manual To Waive Initial Listing Fees and First Partial Year of Annual Listing Fees for NYSE Bonds Securities That List in Conjunction With Voluntary Delisting From a Regulated Foreign Exchange https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06100.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-06100.html Tue, 24 Mar 2020 00:00:00 -0700 2020-06100 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-06100.pdf Proposed Rule - Market Data Infrastructure https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-03760.html https://regulations.justia.com/regulations/fedreg/2020/03/24/2020-03760.html Tue, 24 Mar 2020 00:00:00 -0700 2020-03760 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-03-24/pdf/2020-03760.pdf