<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/18?registers=between Sat, 28 Dec 2024 17:11:26 -0800 Sat, 28 Dec 2024 17:11:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/18?registers=between Notice - Conversus StepStone Private Markets and StepStone Conversus LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05562.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05562.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05562 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05562.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend its Rules To Add New Rule 7.19 https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05561.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05561.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05561 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05561.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Phlx Rules To Remove References to Mini Options https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05560.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05560.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05560 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05560.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Transition Period for Member Organizations To Transition to the Utilization of Ports That Connect to the Exchange Using Pillar Technology https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05559.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05559.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05559 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05559.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Related to the Automated Improvement Mechanism and Complex Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05558.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05558.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05558 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05558.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 7.31-E (Orders and Modifiers) Relating to How Orders Are Repriced and Make Related Changes to Rules 7.35-E, 7.36-E, and 7.38-E https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05557.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05557.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05557 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05557.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 7.31 (Orders and Modifiers) Relating to How Orders Are Repriced and Make Related Changes to Rules 7.36 and 7.38 https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05556.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05556.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05556 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05556.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 7.31 (Orders and Modifiers) Relating to How Orders Are Repriced and Make Related Changes to Rules 7.36 and 7.38 https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05555.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05555.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05555 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05555.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSGA Responsible Reserves ESG ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05554.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05554.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05554 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05554.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change Amending Rule 7.31E (Orders and Modifiers) Relating to How Orders are Repriced and Make Related Changes to Rules 7.35E, 7.36E, and 7.38E https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05553.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05553.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05553 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05553.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 7.31 (Orders and Modifiers) Relating to How Orders are Repriced and Make Related Changes to Rules 7.35, 7.36, and 7.38 https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05552.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05552.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05552 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05552.pdf