<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/16?registers=between Fri, 18 Jul 2025 12:59:47 -0700 Fri, 18 Jul 2025 12:59:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/16?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05502.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05502.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05502 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05502.pdf Notice - Guinness Atkinson Funds and Guinness Atkinson Asset Management, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05245.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05245.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05245 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05245.pdf Notice - Reopening of Comment Period for Notice of Proposed Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a New National Market System Plan Regarding Consolidated Equity Market Data https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05243.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05243.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05243 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05243.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Clearing Member Transaction Fees for Certain Equity Derivatives Contracts, Specifically the Fee Caps for the Block Only Standard and Flexible Single Stock Futures and Options (“the Contracts”) https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05241.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05241.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05241 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05241.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Amend Section V., Eligible Orders Routed to an Away Exchange https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05240.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05240.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05240 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05240.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05239.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05239.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05239 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05239.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XVII, Consolidated Audit Trail Compliance Rule https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05238.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05238.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05238 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05238.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Clearbridge Small Cap Value ETF Under BZX Rule 14.11(k) https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05237.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05237.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05237 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05237.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds (“ETFs”) and Indexes https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05236.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05236.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05236 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05236.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05235.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05235.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05235 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05235.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Related to the Complex Order Auction https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05234.html https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05234.html Mon, 16 Mar 2020 00:00:00 -0700 2020-05234 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05234.pdf