<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/10?registers=between Sat, 28 Dec 2024 15:55:03 -0800 Sat, 28 Dec 2024 15:55:03 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/10?registers=between Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend EDGA Rule 11.8(e), Which Describes the Handling of MidPoint Discretionary Orders Entered on the Exchange https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04901.html https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04901.html Tue, 10 Mar 2020 00:00:00 -0700 2020-04901 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04901.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04875.html https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04875.html Tue, 10 Mar 2020 00:00:00 -0700 2020-04875 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04875.pdf Notice - Waterside Capital Corporation https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04797.html https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04797.html Tue, 10 Mar 2020 00:00:00 -0700 2020-04797 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04797.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a New Rule Concerning Nasdaq's Ability To Request Information From a Listed Company Regarding the Number of Unrestricted Publicly Held Shares in Certain Circumstances and Halt Trading in the Company's Security Upon the Request, and in Certain Circumstances Request a Plan To Increase the Number of Unrestricted Publicly Held Shares to an Amount That Is Higher Than the Applicable Publicly Held Shares Requirement https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04790.html https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04790.html Tue, 10 Mar 2020 00:00:00 -0700 2020-04790 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04790.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rules 4702(b)(14) and (b)(15) To Shorten the Holding Period Requirements for Midpoint Extended Life Orders and Midpoint Extended Life Orders Plus Continuous Book https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04788.html https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04788.html Tue, 10 Mar 2020 00:00:00 -0700 2020-04788 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04788.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE National, Inc.; NYSE Arca, Inc.; NYSE American LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Exchanges' Co-Location Services To Offer Co-Location Users Access to the NMS Network https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04787.html https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04787.html Tue, 10 Mar 2020 00:00:00 -0700 2020-04787 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04787.pdf Rule - Exemptions From Investment Adviser Registration for Advisers to Certain Rural Business Investment Companies https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04571.html https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04571.html Tue, 10 Mar 2020 00:00:00 -0700 2020-04571 Rule https://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04571.pdf