<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/09?registers=between Mon, 14 Jul 2025 22:30:40 -0700 Mon, 14 Jul 2025 22:30:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/09?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04863.html https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04863.html Mon, 09 Mar 2020 00:00:00 -0700 2020-04863 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04863.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning a Master Repurchase Agreement as Part of OCC's Overall Liquidity Plan https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04771.html https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04771.html Mon, 09 Mar 2020 00:00:00 -0700 2020-04771 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04771.pdf Notice - Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04763.html https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04763.html Mon, 09 Mar 2020 00:00:00 -0700 2020-04763 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04763.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include the Long-Term Stock Exchange, Inc. (LTSE) in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine LTSE's Top of Book Quotation https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04678.html https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04678.html Mon, 09 Mar 2020 00:00:00 -0700 2020-04678 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04678.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt a Delta-Adjusted at Close (DAC) Order Instruction That a User May Apply to an Order When Entering it Into the System for Execution in an Electronic or Open Outcry Auction https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04677.html https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04677.html Mon, 09 Mar 2020 00:00:00 -0700 2020-04677 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04677.pdf