<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/03?registers=between Sun, 19 May 2024 18:57:30 -0700 Sun, 19 May 2024 18:57:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/03?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04433.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04433.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04433 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04433.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04352.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04352.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04352 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04352.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04351.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04351.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04351 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04351.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04350.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04350.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04350 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04350.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04349.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04349.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04349 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04349.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04348.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04348.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04348 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04348.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To List and Trade Shares of the United States Bitcoin and Treasury Investment Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04294.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04294.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04294 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04294.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 7 Related to Order Types and Times-in-Force Provisions https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04292.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04292.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04292 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04292.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3, Titled Regular Order Fees and Rebates https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04291.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04291.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04291 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04291.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04290.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04290.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04290 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04290.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 7 Related to Order Types and Times-in-Force Provisions https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04289.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04289.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04289 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04289.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Rules at Options 3, Section 7 https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04288.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04288.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04288 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04288.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 7 Related to Order Types and Times-in-Force Provisions https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04287.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04287.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04287 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04287.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of Filing of Proposed Rule Change Relating To Exchange Jurisdiction https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04286.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04286.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04286 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04286.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow the Franklin Liberty International Aggregate Bond Fund To Hold Certain Instruments in a Manner That May Not Comply With the Generic Listing Requirements of Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04285.html https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04285.html Tue, 03 Mar 2020 00:00:00 -0800 2020-04285 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04285.pdf