<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/02?registers=between Sat, 28 Dec 2024 17:11:01 -0800 Sat, 28 Dec 2024 17:11:01 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/03/02?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04296.html https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04296.html Mon, 02 Mar 2020 00:00:00 -0800 2020-04296 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-02/pdf/2020-04296.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04295.html https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04295.html Mon, 02 Mar 2020 00:00:00 -0800 2020-04295 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-02/pdf/2020-04295.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Codify the Cancel Back Order Type and To Add That the Post Only Order Designated as Cancel Back May Remove Liquidity Pursuant to Exchange Rule 21.1 https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04187.html https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04187.html Mon, 02 Mar 2020 00:00:00 -0800 2020-04187 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-02/pdf/2020-04187.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Interpretive Guidance With Respect to Settlement Finality https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04186.html https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04186.html Mon, 02 Mar 2020 00:00:00 -0800 2020-04186 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-02/pdf/2020-04186.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the -1x Short VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04185.html https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04185.html Mon, 02 Mar 2020 00:00:00 -0800 2020-04185 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-02/pdf/2020-04185.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 1, Titled General Standards https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04184.html https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04184.html Mon, 02 Mar 2020 00:00:00 -0800 2020-04184 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-02/pdf/2020-04184.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 4.13 and 5.31 Concerning the Modified Opening Auction Process https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04183.html https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-04183.html Mon, 02 Mar 2020 00:00:00 -0800 2020-04183 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-02/pdf/2020-04183.pdf Rule - Delegation of Authority to the General Counsel of the Commission https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-03705.html https://regulations.justia.com/regulations/fedreg/2020/03/02/2020-03705.html Mon, 02 Mar 2020 00:00:00 -0800 2020-03705 Rule https://www.govinfo.gov/content/pkg/FR-2020-03-02/pdf/2020-03705.pdf