Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/02/28?limit=200®isters=between&mode=atom
2024-05-19T10:20:23-07:00
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https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04075.html
Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)
2020-02-28T00:00:00-08:00
2020-02-28T00:00:00-08:00
2020-04075
Notice
https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04075.pdf
https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04074.html
Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)
2020-02-28T00:00:00-08:00
2020-02-28T00:00:00-08:00
2020-04074
Notice
https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04074.pdf
https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04073.html
Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PSX Rule 3506 (Anti-Money Laundering Compliance Program) and Options 9, Section 21 (Anti-Money Laundering Compliance Program)
2020-02-28T00:00:00-08:00
2020-02-28T00:00:00-08:00
2020-04073
Notice
https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04073.pdf
https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04072.html
Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)
2020-02-28T00:00:00-08:00
2020-02-28T00:00:00-08:00
2020-04072
Notice
https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04072.pdf
https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04071.html
Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change for Certain Conforming Changes to Rule 9217
2020-02-28T00:00:00-08:00
2020-02-28T00:00:00-08:00
2020-04071
Notice
https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04071.pdf
https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02707.html
Proposed Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
2020-02-28T00:00:00-08:00
2020-02-28T00:00:00-08:00
2020-02707
Proposed Rule
https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02707.pdf
https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02313.html
Proposed Rule - Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information
2020-02-28T00:00:00-08:00
2020-02-28T00:00:00-08:00
2020-02313
Proposed Rule
https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02313.pdf