<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/02/27?registers=between Sat, 19 Jul 2025 15:16:30 -0700 Sat, 19 Jul 2025 15:16:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/02/27?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance the Calculation of the Family-Issued Securities Charge https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03997.html https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03997.html Thu, 27 Feb 2020 00:00:00 -0800 2020-03997 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03997.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Amend the Mortgage-Backed Securities Division Stress Testing Methodology https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03996.html https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03996.html Thu, 27 Feb 2020 00:00:00 -0800 2020-03996 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03996.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Providing Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.13 https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03921.html https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03921.html Thu, 27 Feb 2020 00:00:00 -0800 2020-03921 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03921.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Eliminate the Requirement That the Intraday Indicative Value Be Disseminated as Set Forth Under Rule 14.11(c) for Certain Series of Index Fund Shares and Under Rule 14.11(i) for All Series of Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03920.html https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03920.html Thu, 27 Feb 2020 00:00:00 -0800 2020-03920 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03920.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Solicitation Auction Mechanism (SAM) Fees, Qualified Contingent Cross (QCC) Order Rebates, and Automated Improvement Mechanism (AIM) Fees https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03919.html https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03919.html Thu, 27 Feb 2020 00:00:00 -0800 2020-03919 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03919.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Municipal Bonds https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03918.html https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03918.html Thu, 27 Feb 2020 00:00:00 -0800 2020-03918 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03918.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Disapproving Proposed Rule Change To Introduce a Liquidity Provider Protection Delay Mechanism on EDGA https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03915.html https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03915.html Thu, 27 Feb 2020 00:00:00 -0800 2020-03915 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03915.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated With the Sponsoring Member/Sponsored Member Service https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03914.html https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03914.html Thu, 27 Feb 2020 00:00:00 -0800 2020-03914 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03914.pdf