<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/02/18?registers=between Thu, 23 May 2024 08:27:58 -0700 Thu, 23 May 2024 08:27:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/02/18?registers=between Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Listing Rule and Other Amendments https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03101.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03101.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03101 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03101.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Listing Rule and Other Amendments https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03100.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03100.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03100 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03100.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03099.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03099.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03099 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03099.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03098.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03098.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03098 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03098.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03097.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03097.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03097 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03097.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03096.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03096.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03096 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03096.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03095.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03095.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03095 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03095.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03094.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03094.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03094 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03094.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule in Connection With Migration https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03093.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03093.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03093 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03093.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Enhance the Calculation of the Family-Issued Securities Charge https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03092.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03092.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03092 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03092.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03091.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03091.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03091 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03091.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BYX Fee Schedule To Correct an Inadvertent Drafting Error Introduced in a Previous Rule Filing https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03090.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03090.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03090 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03090.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03089.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03089.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03089 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03089.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Quoting Functionality https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03088.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03088.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03088 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03088.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Transition the Application Used for Participant Access to the Imaging Function Relating to Deposited Certificates From a Non-Web-Based Application to a Web-Based Application https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03087.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03087.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03087 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03087.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03055.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03055.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03055 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03055.pdf