<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/02/12?registers=between Sat, 28 Dec 2024 17:23:04 -0800 Sat, 28 Dec 2024 17:23:04 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/02/12?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice To Issue Term Debt as Part of Its Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02790.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02790.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02790 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02790.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02782.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02782.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02782 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02782.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02781.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02781.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02781 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02781.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02780.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02780.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02780 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02780.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02779.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02779.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02779 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02779.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02778.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02778.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02778 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02778.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02750.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02750.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02750 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02750.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.110 https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02749.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02749.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02749 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02749.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Collateral and Haircut Policy and Collateral and Haircut Procedures https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02748.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02748.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02748 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02748.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Initial Listing Fee and Annual Listing Fee https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02747.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02747.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02747 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02747.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Transaction Credits and Trade Reporting Fees Applicable to Retail Participants That Use the FINRA/Nasdaq Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02746.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02746.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02746 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02746.pdf Notice - Proposed Collection; Comment Request; 30 Day Notice-Submission for OMB Review; Comment Request; Extension: Rule 22e-4 (30 Day Notice 2019) https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02733.html https://regulations.justia.com/regulations/fedreg/2020/02/12/2020-02733.html Wed, 12 Feb 2020 00:00:00 -0800 2020-02733 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-12/pdf/2020-02733.pdf