<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/02/03?registers=between Sat, 28 Dec 2024 17:02:40 -0800 Sat, 28 Dec 2024 17:02:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/02/03?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-02055.html https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-02055.html Mon, 03 Feb 2020 00:00:00 -0800 2020-02055 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-03/pdf/2020-02055.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the AdvisorShares Pure US Cannabis ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-01914.html https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-01914.html Mon, 03 Feb 2020 00:00:00 -0800 2020-01914 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-03/pdf/2020-01914.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Term “Closing Price” in Rule 5635(d)(1)(A) Relating to Shareholder Approval for Transactions Other Than Public Offerings https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-01912.html https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-01912.html Mon, 03 Feb 2020 00:00:00 -0800 2020-01912 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-03/pdf/2020-01912.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Partial Amendment No. 2 to Proposed Rule Change Relating to Amendments to the ICC Clearing Rules To Address Non-Default Losses https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-01910.html https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-01910.html Mon, 03 Feb 2020 00:00:00 -0800 2020-01910 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-03/pdf/2020-01910.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 104(f)(5) To Extend the Operative Date of the Requirements of Rules 104(f)(2) and (3) to Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-01909.html https://regulations.justia.com/regulations/fedreg/2020/02/03/2020-01909.html Mon, 03 Feb 2020 00:00:00 -0800 2020-01909 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-03/pdf/2020-01909.pdf