<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/31?registers=between Sun, 13 Jul 2025 07:00:32 -0700 Sun, 13 Jul 2025 07:00:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/31?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-02018.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-02018.html Fri, 31 Jan 2020 00:00:00 -0800 2020-02018 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-02018.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-02017.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-02017.html Fri, 31 Jan 2020 00:00:00 -0800 2020-02017 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-02017.pdf Notice - Self-Regulatory Organizations; Miami Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01787.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01787.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01787 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01787.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Decommission the Web Inquiry Notification System and Make Other Related and Technical Changes https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01786.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01786.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01786 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01786.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Fee Guide https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01785.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01785.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01785 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01785.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01784.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01784.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01784 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01784.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Certain Changes to Investments of the First Trust TCW Opportunistic Fixed Income ETF https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01783.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01783.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01783 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01783.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Partial Post Only at Limit Orders and References to Those Orders From the Rules https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01782.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01782.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01782 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01782.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Partial Post Only at Limit Orders and References to Those Orders From the Rules https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01781.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01781.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01781 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01781.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01780.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01780.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01780 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01780.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01779.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01779.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01779 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01779.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01778.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01778.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01778 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01778.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to CDS Clearing Supplement To Reflect the ISDA NTCE Protocol and Supplement https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01517.html https://regulations.justia.com/regulations/fedreg/2020/01/31/2020-01517.html Fri, 31 Jan 2020 00:00:00 -0800 2020-01517 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-31/pdf/2020-01517.pdf