<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/30?registers=between Thu, 17 Jul 2025 10:25:00 -0700 Thu, 17 Jul 2025 10:25:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/30?registers=between Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Amendments to LCH SA's Liquidity Risk Modelling Framework https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01649.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01649.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01649 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01649.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11900 To Except Certain Transactions in Corporate Debt Securities https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01648.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01648.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01648 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01648.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Phlx's Pricing Schedule https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01647.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01647.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01647 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01647.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Add New Rule 46B To Permit the Appointment of Regulatory Trading Officials and Amend Rules 47 and 75 https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01646.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01646.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01646 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01646.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01645.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01645.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01645 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01645.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Fees for Exercise Notices Submitted After the Deadlines and To Change the Deadline for Submitting a Late Exercise Notice on Non-Expiration Dates https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01644.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01644.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01644 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01644.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01643.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01643.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01643 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01643.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Rule Permitting Nasdaq To Halt Trading in a Security and Request Information From the Company Regarding the Number of Unrestricted Publicly Held Shares in Certain Circumstances https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01642.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01642.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01642 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01642.pdf Notice - Securities Investor Protection Corporation; Notice of Filing of Proposed Bylaw Change, as Revised by Amendment No. 1, Relating to SIPC Board Compensation; Correction https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01611.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01611.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01611 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01611.pdf Notice - Securities Investor Protection Corporation; Notice of Filing of Proposed Bylaw Changes Relating to SIPC Member Assessments; Correction https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01610.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01610.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01610 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01610.pdf