<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/29?registers=between Sat, 28 Dec 2024 15:54:51 -0800 Sat, 28 Dec 2024 15:54:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/29?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01521.html https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01521.html Wed, 29 Jan 2020 00:00:00 -0800 2020-01521 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-29/pdf/2020-01521.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Pricing Schedule https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01520.html https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01520.html Wed, 29 Jan 2020 00:00:00 -0800 2020-01520 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-29/pdf/2020-01520.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust To Hold Certain Instruments in a Manner That May Not Comply With Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01519.html https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01519.html Wed, 29 Jan 2020 00:00:00 -0800 2020-01519 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-29/pdf/2020-01519.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.31 in Connection with the Exchange's Clearing Editor https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01518.html https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01518.html Wed, 29 Jan 2020 00:00:00 -0800 2020-01518 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-29/pdf/2020-01518.pdf Notice - Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01516.html https://regulations.justia.com/regulations/fedreg/2020/01/29/2020-01516.html Wed, 29 Jan 2020 00:00:00 -0800 2020-01516 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-29/pdf/2020-01516.pdf