<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/17?registers=between Wed, 16 Jul 2025 05:21:35 -0700 Wed, 16 Jul 2025 05:21:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/17?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00799.html https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00799.html Fri, 17 Jan 2020 00:00:00 -0800 2020-00799 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-17/pdf/2020-00799.pdf Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00696.html https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00696.html Fri, 17 Jan 2020 00:00:00 -0800 2020-00696 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-17/pdf/2020-00696.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related To Expiring Fee Waivers and Incentive Programs https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00685.html https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00685.html Fri, 17 Jan 2020 00:00:00 -0800 2020-00685 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-17/pdf/2020-00685.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend a Waiver of New Firm Application Fees for Certain Applications and of Bond Trading License Fees and To Discontinue the Liquidity Provider Incentive Program and the Agency Order Rebate Program https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00684.html https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00684.html Fri, 17 Jan 2020 00:00:00 -0800 2020-00684 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-17/pdf/2020-00684.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Clearbridge Small Cap Value ETF Under BZX Rule 14.11(k) https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00683.html https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00683.html Fri, 17 Jan 2020 00:00:00 -0800 2020-00683 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-17/pdf/2020-00683.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Three Typographical Errors in IEX Rules 11.190(e) and 11.220(a)(7) https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00682.html https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00682.html Fri, 17 Jan 2020 00:00:00 -0800 2020-00682 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-17/pdf/2020-00682.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00681.html https://regulations.justia.com/regulations/fedreg/2020/01/17/2020-00681.html Fri, 17 Jan 2020 00:00:00 -0800 2020-00681 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-17/pdf/2020-00681.pdf