<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/16?registers=between Sat, 19 Jul 2025 17:29:34 -0700 Sat, 19 Jul 2025 17:29:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/16?registers=between Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend, Reorganize and Enhance Its Membership, Registration and Qualification Rules and Consolidate These Rules Into New Chapter XXXI Registration, Qualification and Continuing Education https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00589.html https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00589.html Thu, 16 Jan 2020 00:00:00 -0800 2020-00589 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-16/pdf/2020-00589.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00588.html https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00588.html Thu, 16 Jan 2020 00:00:00 -0800 2020-00588 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-16/pdf/2020-00588.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend, Reorganize and Enhance Its Membership, Registration and Qualification Rules and Consolidate These Rules Into New Chapter XIX Registration, Qualification and Continuing Education https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00586.html https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00586.html Thu, 16 Jan 2020 00:00:00 -0800 2020-00586 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-16/pdf/2020-00586.pdf Notice - Order Extending Temporary Exemptions From Exchange Act Section 8 and Exchange Act Rules 8c-1, 10b-16, 15a-1, 15c2-1 and 15c2-5 in Connection With the Revision of the Definition of “Security” To Encompass Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00568.html https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00568.html Thu, 16 Jan 2020 00:00:00 -0800 2020-00568 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-16/pdf/2020-00568.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00559.html https://regulations.justia.com/regulations/fedreg/2020/01/16/2020-00559.html Thu, 16 Jan 2020 00:00:00 -0800 2020-00559 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-16/pdf/2020-00559.pdf