<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/14?registers=between Sat, 28 Dec 2024 16:39:54 -0800 Sat, 28 Dec 2024 16:39:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/14?registers=between Notice - Order Making Fiscal Year 2020 Annual Adjustments to Transaction Fee Rates https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00423.html https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00423.html Tue, 14 Jan 2020 00:00:00 -0800 2020-00423 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-14/pdf/2020-00423.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Issue Term Debt as Part of Its Liquidity Risk Management https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00367.html https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00367.html Tue, 14 Jan 2020 00:00:00 -0800 2020-00367 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-14/pdf/2020-00367.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00366.html https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00366.html Tue, 14 Jan 2020 00:00:00 -0800 2020-00366 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-14/pdf/2020-00366.pdf Notice - Consolidated Tape Association; Notice of Filing of the Thirtieth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Second Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00363.html https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00363.html Tue, 14 Jan 2020 00:00:00 -0800 2020-00363 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-14/pdf/2020-00363.pdf Notice - Notice of Proposed Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a New National Market System Plan Regarding Consolidated Equity Market Data https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00360.html https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00360.html Tue, 14 Jan 2020 00:00:00 -0800 2020-00360 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-14/pdf/2020-00360.pdf Notice - Consolidated Tape Association; Notice of Filing of the Thirty-Third Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fourth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00359.html https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00359.html Tue, 14 Jan 2020 00:00:00 -0800 2020-00359 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-14/pdf/2020-00359.pdf Notice - Joint Industry Plan; Notice of Filing of the Forty-Seventh Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00358.html https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00358.html Tue, 14 Jan 2020 00:00:00 -0800 2020-00358 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-14/pdf/2020-00358.pdf Notice - Joint Industry Plan; Notice of Filing of the Forty-Fourth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00357.html https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00357.html Tue, 14 Jan 2020 00:00:00 -0800 2020-00357 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-14/pdf/2020-00357.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Article II, Section 2.03 of the Twelfth Amended and Restated Operating Agreement of the Exchange To Remove the Independence Requirement for the Director Elected by Exchange Membership Organizations https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00348.html https://regulations.justia.com/regulations/fedreg/2020/01/14/2020-00348.html Tue, 14 Jan 2020 00:00:00 -0800 2020-00348 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-14/pdf/2020-00348.pdf